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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AG

Audree Ginsburg

Arizona·CRD #7706342
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
3 yrs
States
17
Exams
3
Since
2023
Est. fee
AUM / Flat Fee
View profile
AJ

Audre J Melsbakas

California·CRD #2987227
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
9
Exams
6
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
AA

Audrey Abergel

California·CRD #7181455
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
4
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
AA

Audrey Anderson Heitkamp

Minnesota·CRD #6214933
Dual-registered

Dual-registered at FOCUS FINANCIAL

Experience
5 yrs
States
2
Exams
3
Since
2021
Fee
AUM / Hourly / Flat Fee / Other
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AA

Audrey Apelbaum

Florida·CRD #5514095
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Audrey Berry

Florida·CRD #6865046
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Audrey Bieber Drossner

Florida·CRD #1668825
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
38 yrs
States
2
Exams
4
Since
1988
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
AB

Audrey Bruch

Indiana·CRD #4347202
IA Rep

Investment Adviser Rep at ALLWORTH FINANCIAL, L.P.

Experience
16 yrs
States
1
Exams
2
Since
2010
Fee
AUM / Flat Fee / Performance-based
View profile
AC

Audrey Celeste Dalsass

California·CRD #7597215
IA Rep

Investment Adviser Rep at LIDO

Experience
4 yrs
States
3
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
AC

Audrey Christine Turro

Alabama·CRD #6824935
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
53
Exams
5
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
AC

Audrey Connell Bell

Alabama·CRD #7260611
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
50
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
AG

Audrey Grace Caldwell

Texas·CRD #8298656
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
AG

Audrey Gross Tuckerman

Alabama·CRD #2314775
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
38
Exams
4
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
AH

Audrey Hannah Day

California·CRD #8267721
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

States
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
AH

Audrey H Katigan

Arizona·CRD #6964701
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
24
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
AK

Audrey Katherine Emerson

California·CRD #7626776
IA Rep

Investment Adviser Rep at ADVICE ONLY

Experience
4 yrs
States
2
Exams
1
Since
2022
Est. fee
Hourly / Flat Fee
View profile
AL

Audrey Leeann Haney

Georgia·CRD #8307477
IA Rep

Investment Adviser Rep at SIGNATUREFD, LLC

States
1
Since
2026
Fee
AUM / Hourly / Flat Fee
Minimum
$2.0M
View profile
AL

Audrey L. Webb

Alabama·CRD #6146207
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
39
Exams
5
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Audrey Marie Mancuso

Florida·CRD #5324890
IA Rep

Investment Adviser Rep at DESTINY FAMILY OFFICE

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Hourly
Minimum
$10.0M
View profile
AR

Audrey Roberts Kah

Alabama·CRD #5966379
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
10 yrs
States
39
Exams
3
Since
2016
Est. fee
AUM / Flat Fee
View profile
AR

Audrey Rosemarie Creak

Oregon·CRD #3071911
Dual-registered

Dual-registered at OREGON PACIFIC WEALTH MANAGEMENT

Experience
23 yrs
States
1
Exams
5
Since
2003
Est. fee
AUM / Hourly
Minimum
$100k
View profile
AR

Audrey Ruth Jones

California·CRD #7259396
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
6
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
AS

Audrey Starr Flamio

Connecticut·CRD #3031183
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
4
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AC

Audry Craft Verrette

Louisiana·CRD #4663106
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
1
Exams
7
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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