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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
BW

Bauer W Schmeltz

Indiana·CRD #6641786
Dual-registered

Dual-registered at FINANCIAL PLANS & STRATEGIES, INC.

Experience
10 yrs
States
1
Exams
5
Since
2016
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$150k
View profile
BA

Baunit Acosta Calderin

Alabama·CRD #7086314
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
28
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
BB

Baylee Bakken

Alabama·CRD #7616482
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
38
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
BJ

Baylee J Dunham

Georgia·CRD #7956252
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
4
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
BN

Baylee Nicole Gray

Alabama·CRD #7474831
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
42
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
BW

Bazel Walsh Brady

Connecticut·CRD #8140835
IA Rep

Investment Adviser Rep at COLTER LEWIS INVESTMENT PARTNERS, LLC

Experience
1 yrs
States
1
Exams
2
Since
2025
Est. fee
AUM / Flat Fee / Performance-based
View profile
BB

B. Blaine Lourd

California·CRD #1425175
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
29 yrs
States
1
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
BB

B Brandon Mackie

Georgia·CRD #2919084
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
23 yrs
States
1
Exams
4
Since
2003
Fee
AUM / Flat Fee / Performance-based
View profile
BD

B. David Goldstein

Arizona·CRD #1718066
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
9
Exams
4
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BF

Beat Franz-Karl Reinhart

California·CRD #7113671
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
7 yrs
States
7
Exams
5
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
BF

Beatrice Francoise Nunez

California·CRD #2132616
Dual-registered

Dual-registered at INSIGNEO ADVISORY SERVICES, LLC

Experience
35 yrs
States
6
Exams
4
Since
1991
Est. fee
AUM / Flat Fee / Other
Minimum
$100k
View profile
BT

Beatrice Tiberii

Massachusetts·CRD #8058217
IA Rep

Investment Adviser Rep at FAMILY FIDUCIARY SERVICES, INC.

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Flat Fee
View profile
BA

Beatriz Adriana Buenrostro

Alabama·CRD #6883513
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
53
Exams
5
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
BF

Beatriz Flores Doak

Alabama·CRD #4639017
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
5
Exams
3
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
BH

Beatriz Helena Gomez

Alabama·CRD #6589998
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
53
Exams
5
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
BL

Beatriz L Diaz Del Llano

Puerto Rico·CRD #4576581
Dual-registered

Dual-registered at POPULAR SECURITIES, LLC

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Other
Minimum
$50k
View profile
BR

Beatriz Ramosjusto

Florida·CRD #7579107
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
BA

Beau Alden Wilson

Alabama·CRD #6997941
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
7 yrs
States
52
Exams
5
Since
2019
Fee
AUM / Other
View profile
BC

Beauchamp C Johnson

Alabama·CRD #7359772
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
50
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
BC

Beau Chandon

California·CRD #7433498
Dual-registered

Dual-registered at MARINER ADVISOR NETWORK

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
BC

Beau Combs

Alabama·CRD #7001875
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
18
Exams
4
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
BD

Beau Daniel McGuire

California·CRD #6926854
IA Rep

Investment Adviser Rep at ALLWORTH FINANCIAL, L.P.

Experience
6 yrs
States
1
Exams
1
Since
2020
Fee
AUM / Flat Fee / Performance-based
View profile
BD

Beau Diehl Sheedy

Arizona·CRD #6363200
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
12 yrs
States
7
Exams
5
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BG

Beau Geste D'Silva

California·CRD #6199152
IA Rep

Investment Adviser Rep at RETIREMENT WELLNESS GROUP

Experience
13 yrs
States
1
Exams
4
Since
2013
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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