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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
BC

Barton Craig Francis

Florida·CRD #4520663
Dual-registered

Dual-registered at OXFORD FINANCIAL GROUP, LTD

Experience
21 yrs
States
1
Exams
3
Since
2005
Fee
AUM / Flat Fee
View profile
BJ

Barton Joseph Kershner

California·CRD #5144164
Dual-registered

Dual-registered at GALLAGHER FIDUCIARY ADVISORS, LLC

Experience
19 yrs
States
11
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
BM

Barton Medlen Bonney

Alabama·CRD #2354227
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
53
Exams
7
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
BM

Barton M Gadlage

Alabama·CRD #3182659
Dual-registered

Dual-registered at SYNOVUS SECURITIES, INC.

Experience
27 yrs
States
40
Exams
3
Since
1999
Est. fee
AUM / Commission / Hourly / Flat Fee
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BT

Barton Thomas Evans

Arkansas·CRD #4350168
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
8
Exams
3
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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BW

Barton Wall Weisenfluh

California·CRD #2736882
Dual-registered

Dual-registered at KELLEHER FINANCIAL ADVISORS, LLC

Experience
17 yrs
States
13
Exams
3
Since
2009
Fee
AUM / Hourly / Flat Fee
Minimum
$500k
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BW

Bartosz Wojciechowski

Alabama·CRD #6717969
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
53
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
BP

Bart Patrick Allard

Arkansas·CRD #4588093
Dual-registered

Dual-registered at AVANTAX PLANNING PARTNERS, INC.

Experience
23 yrs
States
5
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
BR

Bart Richard Bonga

Arizona·CRD #2798234
Dual-registered

Dual-registered at ROTHSCHILD INVESTMENT

Experience
30 yrs
States
35
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee / Performance-based
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BR

Bart Robert Stuart

Alabama·CRD #2613835
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
25
Exams
8
Since
1995
Est. fee
AUM / Commission / Flat Fee
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BS

Bart Steven Kaplow

Florida·CRD #264208
Dual-registered

Dual-registered at IBN FINANCIAL SERVICES, INC

Experience
56 yrs
States
3
Exams
7
Since
1970
Est. fee
AUM / Hourly / Other
View profile
BW

Bart W Gernandt

Oklahoma·CRD #6937150
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
7 yrs
States
1
Exams
1
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
BW

Bart William Aby

Montana·CRD #4974354
IA Rep

Investment Adviser Rep at ALLIED INVESTMENT ADVISORS LLC

Experience
20 yrs
States
1
Exams
1
Since
2006
Est. fee
AUM / Hourly / Subscription
Minimum
$250k
View profile
BM

Basam Mushtaq Malik

Michigan·CRD #5810676
Dual-registered

Dual-registered at REHMANN WEALTH

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
BG

Basavadatta Ghosh

Alabama·CRD #5128721
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
26
Exams
5
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
BE

Base Elliot Hammond

Arizona·CRD #6656080
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
25
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
BK

Bashar K. Baraz

Arizona·CRD #6728029
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
9 yrs
States
7
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
BD

Basil David Herzstein

Arizona·CRD #2247685
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
34 yrs
States
21
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
BL

Basilio Lukis

Alabama·CRD #4501831
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
37
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
BT

Basil Tate Lamastus

Alabama·CRD #2773081
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
30 yrs
States
14
Exams
6
Since
1996
Fee
AUM / Hourly / Flat Fee
View profile
BF

Bassel Fuad Mansour

Arizona·CRD #6014167
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
10 yrs
States
17
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BH

Bassem Hassan Beaini

California·CRD #4691714
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
22 yrs
States
15
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
BV

Bas Van Diepen

Washington·CRD #7922161
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
BP

Batala Petra Fortes

California·CRD #6616597
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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