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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
BC

Benjamin Cody Whipple

Texas·CRD #8123587
IA Rep

Investment Adviser Rep at SAGE ADVISORY SERVICES LTD CO

Experience
1 yrs
States
1
Exams
1
Since
2025
Fee
AUM / Flat Fee
View profile
BC

Benjamin Conrad Roberts

Florida·CRD #3252010
IA Rep

Investment Adviser Rep at IRONVIEW CAPITAL MANAGEMENT, LLC

Experience
15 yrs
States
2
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
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BC

Benjamin Cooper

Arizona·CRD #7845127
IA Rep

Investment Adviser Rep at WATTS GWILLIAM & COMPANY, LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Flat Fee
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BC

Benjamin C Perkins

Alabama·CRD #7940569
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
2 yrs
States
53
Exams
3
Since
2024
Est. fee
AUM / Flat Fee
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BC

Benjamin C Pieper

Kentucky·CRD #7563876
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
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BC

Benjamin Craig Allen

N/A·CRD #8172099
IA Rep

Investment Adviser Rep at IEQ CAPITAL, LLC

Experience
1 yrs
Exams
2
Est. fee
AUM / Flat Fee
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BC

Benjamin Craig Jackson

Florida·CRD #6188034
Dual-registered

Dual-registered at BCG SECURITIES, INC.

Experience
13 yrs
States
8
Exams
5
Since
2013
Est. fee
AUM / Commission / Flat Fee
Minimum
$25k
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BC

Benjamin Craig Walker

Alabama·CRD #5231139
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
20 yrs
States
49
Exams
4
Since
2006
Est. fee
AUM / Performance-based
Minimum
$250k
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BC

Benjamin Crawford Glover

Alaska·CRD #5318343
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
19 yrs
States
30
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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BC

Benjamin C Skaggs

Alabama·CRD #7680677
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
37
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
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BC

Benjamin C Smiles

Arizona·CRD #6497351
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
33
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
BC

Benjamin Culver Bruton

Colorado·CRD #4480874
Dual-registered

Dual-registered at BRUTON CHISNELL ADVISORS, LLC

Experience
24 yrs
States
16
Exams
4
Since
2002
Fee
AUM / Hourly / Flat Fee
View profile
BC

Benjamin Cummings

Alabama·CRD #7329443
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

Experience
5 yrs
States
53
Exams
5
Since
2021
Est. fee
AUM / Performance-based
Minimum
$50.0M
View profile
BC

Benjamin C Wolthuizen

Arkansas·CRD #7352338
IA Rep

Investment Adviser Rep at CAVANAL HILL INVESTMENT MANAGEMENT, INC.

Experience
5 yrs
States
7
Since
2021
Fee
AUM
View profile
BD

Benjamin Daggett

Minnesota·CRD #7004893
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
BD

Benjamin Dale Henderson

Alabama·CRD #1593007
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
25
Exams
5
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BD

Benjamin D Allen

Michigan·CRD #7167628
IA Rep

Investment Adviser Rep at ADVISORY ALPHA, LLC

Experience
4 yrs
States
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
BD

Benjamin Daniel Bross

California·CRD #4579031
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
24 yrs
States
12
Exams
3
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
BD

Benjamin Daniel Knight

Arizona·CRD #5312758
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
19 yrs
States
14
Exams
5
Since
2007
Fee
AUM / Flat Fee / Performance-based
View profile
BD

Benjamin Daniel Lake

New York·CRD #6700576
IA Rep

Investment Adviser Rep at COMPOSITION WEALTH, LLC

Experience
7 yrs
States
1
Since
2019
Est. fee
AUM / Flat Fee
Minimum
$500k
View profile
BD

Benjamin Darwin Lynch

Florida·CRD #8064103
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
BD

Benjamin Dauteuil

Alabama·CRD #6880979
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
53
Exams
5
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
BD

Benjamin David Cook

California·CRD #7756104
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
3 yrs
States
20
Exams
5
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
BD

Benjamin David Greenstein

Alabama·CRD #7588510
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
53
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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