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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
BD

Benjamin David Heizer

Illinois·CRD #7593661
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
4 yrs
States
2
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
BD

Benjamin David Johnson

Minnesota·CRD #2515681
Dual-registered

Dual-registered at SPEECE THORSON CAPITAL GROUP INC

Experience
12 yrs
States
1
Exams
2
Since
2014
Fee
AUM
Minimum
$5.0M
View profile
BD

Benjamin David Kille

Connecticut·CRD #1325992
Dual-registered

Dual-registered at FIDUCIENT ADVISORS LLC

Experience
27 yrs
States
2
Exams
5
Since
1999
Est. fee
AUM / Flat Fee / Performance-based
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BD

Benjamin David Klaus

California·CRD #8218687
IA Rep

Investment Adviser Rep at LIDO

States
2
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
BD

Benjamin David Oxley

Illinois·CRD #6933895
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Flat Fee
View profile
BD

Benjamin David Schwartz

New York·CRD #5947172
Dual-registered

Dual-registered at MADISON ADVISORY SERVICES, INC.

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
BD

Benjamin David Scrivener

Texas·CRD #7011450
IA Rep

Investment Adviser Rep at STEIGERWALD, GORDON & KOCH - WEALTH ADVISORS

Experience
8 yrs
States
2
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$600k
View profile
BD

Benjamin David Shively

Indiana·CRD #3051154
Dual-registered

Dual-registered at AMI INVESTMENT MANAGEMENT INC

Experience
7 yrs
States
1
Exams
2
Since
2019
Fee
AUM / Hourly / Flat Fee
View profile
BD

Benjamin Davis Prescott

Alabama·CRD #5153942
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
18 yrs
States
9
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BD

Benjamin D Barnett

Texas·CRD #7366328
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
BD

Benjamin Dean Oliver

Michigan·CRD #6381383
Dual-registered

Dual-registered at ACORN WEALTH ADVISORS, LLC

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
Minimum
$100k
View profile
BD

Benjamin D Grosko

Ohio·CRD #5653871
IA Rep

Investment Adviser Rep at INTEGRATED WEALTH MANAGEMENT, INC.

Experience
11 yrs
States
1
Exams
1
Since
2015
Est. fee
AUM / Flat Fee / Other
View profile
BD

Benjamin Donald Romer

Illinois·CRD #8086267
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
2
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
BD

Benjamin Douglas Chando

New Jersey·CRD #8260989
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
BD

Benjamin Duchano

Massachusetts·CRD #6658751
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
BD

Benjamin Duncan Wilson

California·CRD #4551276
IA Rep

Investment Adviser Rep at WILSON & BOUCHER CAPITAL MANAGEMENT, LLC

Experience
25 yrs
States
1
Exams
1
Since
2001
Fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
BE

Benjamin Earl Dum

Pennsylvania·CRD #2726530
Dual-registered

Dual-registered at RIVER WEALTH ADVISORS LLC

Experience
30 yrs
States
2
Exams
6
Since
1996
Est. fee
AUM / Hourly / Flat Fee
View profile
BE

Benjamin Earl Langston

Arizona·CRD #5182682
Dual-registered

Dual-registered at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
18 yrs
States
14
Exams
5
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
BE

Benjamin Edward Beech Audley

Illinois·CRD #6948615
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
BE

Benjamin Edward Campau

Arizona·CRD #6921073
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
BE

Benjamin Edward Davis

Florida·CRD #5392324
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
BE

Benjamin Edward Hoffmann

New Jersey·CRD #6202125
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
5 yrs
States
3
Exams
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
BE

Benjamin Edward Holzhauser

Arizona·CRD #6166950
Dual-registered

Dual-registered at FIVE PINE WEALTH

Experience
12 yrs
States
6
Exams
6
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
BE

Benjamin Edward Johnson

North Carolina·CRD #5639045
IA Rep

Investment Adviser Rep at HORIZON INVESTMENTS LLC

Experience
17 yrs
States
1
Exams
1
Since
2009
Est. fee
AUM / Flat Fee
Minimum
$250k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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