AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
BE

Benjamin Edward Kaplowitz

Arizona·CRD #6060232
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
13
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
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BE

Benjamin Edward Nolen

Alabama·CRD #5986466
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
12 yrs
States
52
Exams
4
Since
2014
Est. fee
AUM / Flat Fee
Minimum
$2.0M
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BE

Benjamin Edward Nostrand

Vermont·CRD #5583839
IA Rep

Investment Adviser Rep at WESTVIEW INVESTMENT ADVISORS

Experience
18 yrs
States
1
Exams
1
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$500k
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BE

Benjamin Edward Woods

Nebraska·CRD #2958295
Dual-registered

Dual-registered at ELLERBROCK-NORRIS WEALTH STRATEGIES LLC

Experience
26 yrs
States
1
Exams
7
Since
2000
Fee
AUM / Flat Fee
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BE

Benjamin E Gottlieb

Arizona·CRD #6361641
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
36
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
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BE

Benjamin Eichman

Arizona·CRD #6377621
Dual-registered

Dual-registered at MADISON AVENUE SECURITIES, LLC

Experience
12 yrs
States
7
Exams
4
Since
2014
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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BE

Benjamin Eli Small

North Carolina·CRD #7527128
Dual-registered

Dual-registered at CORNERSTONE WEALTH PLANNING

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Hourly / Flat Fee
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BE

Benjamin Elliott Tannarome

Oregon·CRD #7289240
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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BE

Benjamin Emory

Connecticut·CRD #6761907
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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BE

Benjamin Englert Hein

Florida·CRD #4027543
Dual-registered

Dual-registered at OAC CAPITAL ADVISORS LLC

Experience
14 yrs
States
1
Exams
4
Since
2012
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.1M
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BE

Benjamin Erik Portnoy

Alabama·CRD #4119917
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
52
Exams
4
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
BE

Benjamin Esdaile

Florida·CRD #5821839
Dual-registered

Dual-registered at GALLAGHER FIDUCIARY ADVISORS, LLC

Experience
6 yrs
States
10
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
BE

Benjamin Ethan Clark

Texas·CRD #6512257
Dual-registered

Dual-registered at CORNERMEN FINANCIAL, LLC

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Hourly
View profile
BE

Benjamin E Vanderpool

Alabama·CRD #5738185
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
14
Exams
3
Since
2009
Est. fee
AUM / Commission / Flat Fee
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BE

Benjamin Everitt Coulthard

Massachusetts·CRD #6238127
Dual-registered

Dual-registered at RITHOLTZ WEALTH MANAGEMENT

Experience
9 yrs
States
1
Exams
4
Since
2017
Fee
AUM / Flat Fee
View profile
BE

Benjamin E Witten

Alaska·CRD #6561718
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
26
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
BF

Benjamin Fabrizi

Alabama·CRD #7390533
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
53
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
BF

Benjamin Feiner

California·CRD #5051163
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
21 yrs
States
19
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
BF

Benjamin Ferguson

Alabama·CRD #8157969
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
26
Exams
4
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
BF

Benjamin Fleischmann

Alaska·CRD #7921097
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
41
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
BF

Benjamin Frank Joel

Alabama·CRD #1733478
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
39 yrs
States
28
Exams
5
Since
1987
Est. fee
AUM / Flat Fee
View profile
BF

Benjamin Franklin Smith

Arizona·CRD #7475552
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
7
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
BF

Benjamin F Van Der Werff

California·CRD #5819865
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
20
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
BG

Benjamin Garfield Fair

Kansas·CRD #5724734
Dual-registered

Dual-registered at KEATING FINANCIAL ADVISORY SERVICES

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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