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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
BJ

Benjamin James Veglas

Rhode Island·CRD #6959443
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Flat Fee
Minimum
$100k
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BJ

Benjamin James Warren

Idaho·CRD #4954801
Dual-registered

Dual-registered at CLEAR CREEK FINANCIAL MANAGEMENT, LLC

Experience
20 yrs
States
1
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee
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BJ

Benjamin James Weber

Florida·CRD #8185990
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
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BJ

Benjamin J Burke

Alabama·CRD #7964726
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
53
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
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BJ

Benjamin Jerome Heeren

Texas·CRD #6091539
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Other
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BJ

Benjamin J Fourquet

Alabama·CRD #7268571
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
53
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
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BJ

Benjamin J Freeman

Alabama·CRD #6374657
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
12 yrs
States
44
Exams
3
Since
2014
Est. fee
AUM / Flat Fee
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BJ

Benjamin J Hiers

Alabama·CRD #5432473
Dual-registered

Dual-registered at NORTHEAST PLANNING ASSOCIATES, INC.

Experience
19 yrs
States
52
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee
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BJ

Benjamin J Malick

Missouri·CRD #5582004
Dual-registered

Dual-registered at BRIGHT PORTFOLIOS, LLC

Experience
14 yrs
States
1
Exams
2
Since
2012
Est. fee
AUM
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BJ

Benjamin John Bruins

Alabama·CRD #4432313
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
25 yrs
States
13
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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BJ

Benjamin John Crowder

Arizona·CRD #4361319
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
25
Exams
6
Since
2007
Est. fee
AUM / Commission / Flat Fee
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BJ

Benjamin John Hartings

Ohio·CRD #6162027
IA Rep

Investment Adviser Rep at TRINITY FINANCIAL ADVISORS LLC

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Flat Fee
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BJ

Benjamin John Kadlec

California·CRD #3259105
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
19 yrs
States
22
Exams
7
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
BJ

Benjamin John Krotky

Illinois·CRD #8206070
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

States
1
Exams
3
Since
2026
Est. fee
AUM / Other
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BJ

Benjamin John Meyers

Arizona·CRD #5758106
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
31
Exams
4
Since
2010
Est. fee
AUM / Commission / Flat Fee
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BJ

Benjamin John Ott

New Jersey·CRD #5780416
Dual-registered

Dual-registered at KINGSVIEW WEALTH MANAGEMENT, LLC

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
BJ

Benjamin John Perez

Virginia·CRD #7377924
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
BJ

Benjamin John Schaefer

Arizona·CRD #2777230
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
29 yrs
States
36
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee / Other
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BJ

Benjamin John Vineyard

Florida·CRD #7589260
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
4 yrs
States
12
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BJ

Benjamin John Zimmer

Connecticut·CRD #6875506
Dual-registered

Dual-registered at HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM
Minimum
$50k
View profile
BJ

Benjamin Jonathan Craft

Alabama·CRD #7041794
IA Rep

Investment Adviser Rep at ONEASCENT FINANCIAL SERVICES LLC

Experience
7 yrs
States
1
Exams
1
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
BJ

Benjamin Jonathan Jackson Pratt

Texas·CRD #8310656
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
BJ

Benjamin Jon Fortune

Iowa·CRD #4238654
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
26 yrs
States
1
Exams
4
Since
2000
Fee
AUM / Other
View profile
BJ

Benjamin Jon Taylor

Colorado·CRD #6308613
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
13
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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