AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
BJ

Benjamin Jorge Lopez

California·CRD #4108524
Dual-registered

Dual-registered at ALTERNA WEALTH MANAGEMENT, INC.

Experience
20 yrs
States
4
Exams
4
Since
2006
Est. fee
AUM
Minimum
$250k
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BJ

Benjamin J. Osborn

Alabama·CRD #6499187
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
9 yrs
States
32
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Other
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BJ

Benjamin Joseph Cummins Jr.

Alabama·CRD #7291586
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
53
Exams
5
Since
2021
Est. fee
AUM / Commission / Flat Fee
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BJ

Benjamin Joseph Finan

California·CRD #6787689
Dual-registered

Dual-registered at LIDO

Experience
9 yrs
States
5
Exams
4
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
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BJ

Benjamin Joseph Heise

Colorado·CRD #3131611
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
28 yrs
States
14
Exams
5
Since
1998
Est. fee
AUM / Flat Fee
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BJ

Benjamin Joseph Hess

Louisiana·CRD #6960632
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
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BJ

Benjamin Joseph Hill

Colorado·CRD #2743407
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
27 yrs
States
6
Exams
4
Since
1999
Fee
AUM / Hourly / Flat Fee / Other
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BJ

Benjamin Joseph Hockema

Illinois·CRD #6119597
IA Rep

Investment Adviser Rep at ILLUMINATE WEALTH MANAGEMENT

Experience
14 yrs
States
1
Since
2012
Est. fee
AUM / Flat Fee
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BJ

Benjamin Joseph Jennings

Arizona·CRD #5869535
Dual-registered

Dual-registered at WESTERN WEALTH MANAGEMENT LLC

Experience
14 yrs
States
24
Exams
5
Since
2012
Est. fee
AUM / Hourly / Flat Fee
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BJ

Benjamin Joseph Lacomis

Pennsylvania·CRD #6820579
Dual-registered

Dual-registered at SLP WEALTH

Experience
7 yrs
States
1
Exams
5
Since
2019
Est. fee
AUM / Hourly / Flat Fee
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BJ

Benjamin Joseph Leboeuf

Texas·CRD #7840996
Dual-registered

Dual-registered at AVIDIAN WEALTH SOLUTIONS

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Other
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BJ

Benjamin Joseph Luppino

Michigan·CRD #2756123
IA Rep

Investment Adviser Rep at SIMPLYRIA ADVISOR NETWORK

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
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BJ

Benjamin Joseph Persyn

Nevada·CRD #7889252
IA Rep

Investment Adviser Rep at ENCOMPASS MORE ASSET MANAGEMENT LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Subscription
View profile
BJ

Benjamin Joseph Porto

Pennsylvania·CRD #8241415
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
BJ

Benjamin Joshua Dethlefs

Texas·CRD #6428102
Dual-registered

Dual-registered at RETIREMENT PLANNERS OF AMERICA

Experience
11 yrs
States
1
Exams
4
Since
2015
Fee
AUM
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BJ

Benjamin Joshua Elias

Minnesota·CRD #6130056
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
4 yrs
States
2
Exams
4
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
BJ

Benjamin J Park

California·CRD #7386397
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
5 yrs
States
5
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
BJ

Benjamin J Parker

Illinois·CRD #6991376
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
8 yrs
States
3
Exams
1
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
BJ

Benjamin J Purvis

Arizona·CRD #8265367
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
2
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
BJ

Benjamin J Simmons

New York·CRD #7453164
IA Rep

Investment Adviser Rep at SIMMONS CAPITAL GROUP

Experience
2 yrs
States
2
Exams
4
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
BJ

Benjamin J Stern

Alabama·CRD #6890651
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
43
Exams
4
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
BJ

Benjamin Julius Borrelli

Michigan·CRD #5880361
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
2 yrs
States
2
Exams
2
Since
2024
Fee
AUM
View profile
BJ

Benjamin J Weyers

Arizona·CRD #5937314
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
14 yrs
States
34
Exams
5
Since
2012
Est. fee
AUM / Flat Fee
View profile
BJ

Benjamin J Wozniak

Illinois·CRD #8208963
IA Rep

Investment Adviser Rep at THE MATHER GROUP, LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$1.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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