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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AB

Alain Brito

California·CRD #6927147
IA Rep

Investment Adviser Rep at NEWEDGE ADVISORS

States
1
Fee
AUM / Hourly / Flat Fee
View profile
AG

Alain Guerra

California·CRD #4639785
IA Rep

Investment Adviser Rep at INSIGNEO ADVISORY SERVICES, LLC

States
10
Fee
AUM / Flat Fee / Other
View profile
AG

Alain Guerra Diaz

Alabama·CRD #7563575
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
34
Fee
AUM / Commission / Flat Fee
View profile
AE

Alana Elizabeth Storr

Pennsylvania·CRD #7665969
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
1
Fee
AUM / Hourly / Flat Fee
View profile
AA

Alan Albert Ives

Texas·CRD #6432308
IA Rep

Investment Adviser Rep at LUTHER KING CAPITAL MANAGEMENT CORPORATION

States
1
Fee
AUM / Flat Fee / Performance-based
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AA

Alan Alexis Lopez

Alabama·CRD #6095763
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
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AB

Alan B. Leitson

Arizona·CRD #4376148
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
18
Fee
AUM / Hourly / Flat Fee
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AB

Alan Bradley Schmidt

Minnesota·CRD #6432350
IA Rep

Investment Adviser Rep at FINANCIAL & TAX ARCHITECTS, LLC

Experience
10 yrs
States
1
Exams
1
Since
2016
Est. fee
AUM / Flat Fee
View profile
AB

Alan Brent Golden

California·CRD #1955082
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
12
Fee
AUM / Hourly / Flat Fee
View profile
AB

Alan Brian Alberts

Alabama·CRD #5898675
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
14
Fee
AUM / Commission / Flat Fee
View profile
AB

Alan Bruce Gubernick

California·CRD #3176789
Dual-registered

Dual-registered at PROSPERITY - AN EISNERAMPER COMPANY

Experience
27 yrs
States
9
Exams
4
Fee
AUM / Hourly / Flat Fee
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AB

Alan Bryant Hadfield

Arizona·CRD #4029918
IA Rep

Investment Adviser Rep at ALLSPRING FUNDS MANAGEMENT, LLC

States
4
Fee
AUM / Performance-based
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AC

Alan Chaker Pederson

Arizona·CRD #2374281
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
2
Fee
AUM / Hourly / Flat Fee
View profile
AC

Alan C Henry

Arizona·CRD #4883663
IA Rep

Investment Adviser Rep at RBC CAPITAL MARKETS, LLC

States
28
Fee
AUM / Flat Fee
View profile
AC

Alan Craig Bolotin

Arizona·CRD #2382982
Dual-registered

Dual-registered at PROSPERITY - AN EISNERAMPER COMPANY

Experience
33 yrs
States
10
Exams
5
Fee
AUM / Hourly / Flat Fee
View profile
AC

Alan Craig Hicks

Wisconsin·CRD #1540412
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
26 yrs
States
1
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AD

Alan Dale Benson

Arizona·CRD #1416439
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
16
Fee
AUM / Hourly / Flat Fee
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AD

Alan David Childs

Arizona·CRD #6530625
IA Rep

Investment Adviser Rep at U.S. BANCORP ADVISORS, LLC

States
6
Fee
AUM / Other
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AD

Alan David Goodman

Colorado·CRD #6247658
IA Rep

Investment Adviser Rep at MAIA WEALTH

Experience
13 yrs
States
2
Exams
1
Since
2013
Est. fee
AUM / Flat Fee
View profile
AD

Alan David Ragovin

New Jersey·CRD #1023702
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

States
2
Fee
AUM / Hourly / Flat Fee
View profile
AD

Alan Dean Wolfe

California·CRD #1194062
IA Rep

Investment Adviser Rep at RBC CAPITAL MARKETS, LLC

States
37
Fee
AUM / Flat Fee
View profile
AD

Alan Donald Cooper

Connecticut·CRD #1763776
IA Rep

Investment Adviser Rep at KOVACK ADVISORS, INC.

States
4
Fee
AUM / Hourly / Flat Fee / Other
View profile
AD

Alan Douglas Turley

Florida·CRD #4667482
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
9
Fee
AUM / Hourly / Flat Fee
View profile
AD

Alan Dwayne Johnson

Maryland·CRD #2561928
IA Rep

Investment Adviser Rep at FINANCIAL & TAX ARCHITECTS, LLC

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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