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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AJ

Adolfo Javier Estrella Jr

Texas·CRD #6056323
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Adolfo John Montesa II

Texas·CRD #4465020
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
25 yrs
States
1
Exams
9
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
AL

Adolfo Lazaro

Florida·CRD #4567428
Dual-registered

Dual-registered at BULLTICK WEALTH MANAGEMENT, LLC

Experience
24 yrs
States
1
Exams
7
Since
2002
Est. fee
AUM / Flat Fee / Performance-based
View profile
AS

Adonika Sherre Watkins

New Jersey·CRD #3059338
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
18 yrs
States
4
Exams
5
Since
2008
Est. fee
AUM / Flat Fee
View profile
AC

Adoo Chia-Kur

Ohio·CRD #6710287
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
5
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
AG

Adrenee Gayane Asadoorian

Michigan·CRD #6292999
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Adria Meehan Siewert

Illinois·CRD #5153669
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
18 yrs
States
3
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Other
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AA

Adriana Acosta

California·CRD #6887857
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Adriana Botero Bobulsky

Florida·CRD #6870601
Dual-registered

Dual-registered at CV ADVISORS LLC

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Flat Fee
Minimum
$50.0M
View profile
AC

Adriana Carolina Espinoza

Texas·CRD #7492668
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
AC

Adriana C Eppstein

Florida·CRD #6740228
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
5
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
AE

Adriana Edwards

Illinois·CRD #7487387
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
AE

Adriana Elizabeth Arkley

Minnesota·CRD #7650802
IA Rep

Investment Adviser Rep at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
3 yrs
States
1
Exams
4
Since
2023
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
AA

Adrian A Fernandez

Illinois·CRD #7693087
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
AA

Adrian Aguirre Ojeda

Florida·CRD #7823959
IA Rep

Investment Adviser Rep at BULLTICK WEALTH MANAGEMENT, LLC

Experience
2 yrs
States
2
Exams
1
Since
2024
Est. fee
AUM / Flat Fee / Performance-based
View profile
AJ

Adriana J McGrath

Florida·CRD #5893542
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
15 yrs
States
1
Exams
4
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
AA

Adrian Alfredo Paredes

California·CRD #7639717
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
AA

Adrian Andres Fernandez

Puerto Rico·CRD #5975956
Dual-registered

Dual-registered at STONECREST ADVISORS, INC.

Experience
10 yrs
States
1
Exams
4
Since
2016
Est. fee
AUM / Flat Fee
Minimum
$20k
View profile
AA

Adrian Anthony Andreotta

Connecticut·CRD #5965605
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
15 yrs
States
1
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AR

Adriana Ramirez Guerrero

Florida·CRD #7037012
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
AS

Adriana Santaniello

Connecticut·CRD #7437063
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AV

Adriana Vila Soto

Florida·CRD #7732812
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
3 yrs
States
3
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
AC

Adriane Camille Russo

Delaware·CRD #5019700
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
1
Exams
6
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Adriane J Joya

California·CRD #6224406
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 39 | AdvisorFinder