AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
BA

Brett Andrew Rice

Indiana·CRD #6868134
Dual-registered

Dual-registered at COREVISION FINANCIAL GROUP

Experience
8 yrs
States
2
Exams
3
Since
2018
Fee
AUM / Hourly
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BA

Brett Andrew Staaland

Wisconsin·CRD #4394353
Dual-registered

Dual-registered at JOHNSON WEALTH INC.

Experience
16 yrs
States
1
Exams
4
Since
2010
Est. fee
AUM / Flat Fee
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BA

Brett Anthony Sposa

Virginia·CRD #6602783
Dual-registered

Dual-registered at KINGSVIEW WEALTH MANAGEMENT, LLC

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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BA

Brett Anthony Swisher

Alabama·CRD #7254799
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
5 yrs
States
21
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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BA

Brett Arron McDaniel

Alabama·CRD #6443226
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
25
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
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BA

Brett A Whitty

Alabama·CRD #7688770
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
3 yrs
States
53
Exams
4
Since
2023
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
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BB

Brett Baile

Alabama·CRD #7693052
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
40
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
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BB

Brett Barton Sharkey

California·CRD #4646380
Dual-registered

Dual-registered at THREE BRIDGE WEALTH ADVISORS

Experience
23 yrs
States
7
Exams
5
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$2.0M
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BB

Brett Bell

Alabama·CRD #7922613
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
1 yrs
States
42
Exams
3
Since
2025
Est. fee
AUM / Flat Fee
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BB

Brett Bernstein

Alabama·CRD #7456276
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
39
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
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BB

Brett B Megrue

Nebraska·CRD #2773807
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
1
Exams
11
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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BB

Brett B Oslund

California·CRD #2519747
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
4
Exams
4
Since
1994
Est. fee
AUM / Commission / Flat Fee
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BB

Brett Bryant

Georgia·CRD #8153851
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
5
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
BC

Brett Carter Ledgerwood

Alabama·CRD #2692788
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
38
Exams
5
Since
1996
Est. fee
AUM / Commission / Flat Fee
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BC

Brett Carter Peltzer

Massachusetts·CRD #1146171
IA Rep

Investment Adviser Rep at INTRACK INVESTMENT MANAGEMENT, INC.

Experience
21 yrs
States
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
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BC

Brett C Fingerhut

Florida·CRD #5129055
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
BC

Brett Charles Goverman

Massachusetts·CRD #6606767
IA Rep

Investment Adviser Rep at FINANCIAL SOLUTIONS ASSOCIATES

Experience
10 yrs
States
3
Exams
1
Since
2016
Fee
AUM / Hourly / Flat Fee
Minimum
$200k
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BC

Brett Charles Leach

Nebraska·CRD #3013699
Dual-registered

Dual-registered at ORION PORTFOLIO SOLUTIONS, LLC

Experience
16 yrs
States
1
Exams
6
Since
2010
Est. fee
AUM / Flat Fee / Performance-based
View profile
BC

Brett Christopher Stone

Colorado·CRD #2452316
Dual-registered

Dual-registered at IMPACT CAPITAL PARTNERS LLC

Experience
30 yrs
States
2
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
View profile
BC

Brett Clark

Florida·CRD #7869156
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
2 yrs
States
3
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
BC

Brett C Mizzi

Arizona·CRD #6351908
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
30
Exams
5
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
BC

Brett Collin Hobbs

Oklahoma·CRD #7167912
Dual-registered

Dual-registered at CADENT CAPITAL ADVISORS, LLC

Experience
7 yrs
States
2
Exams
4
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
BC

Brett Conway

California·CRD #7299039
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
6 yrs
States
19
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
BC

Brett Corsello

Virginia·CRD #7418316
Dual-registered

Dual-registered at JUNO FINANCIAL GROUP LLC

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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