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Brett Collin Hobbs

Investment Adviser Representative at CADENT CAPITAL ADVISORS, LLC

Oklahoma City, OKCRD #7167912Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
States Registered
2 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
OklahomaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/4/2020
Series 63
Uniform Securities Agent State Law Examination
Passed 10/5/2019
Series 7
General Securities Representative Examination
Passed 9/14/2019
SIE
Securities Industry Essentials Examination
Passed 6/21/2019

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Cadent Capital Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CADENT CAPITAL ADVISORS, LLCCurrent
1/25/2021Oklahoma City, OK
PURSHE KAPLAN STERLING INVESTMENTS
9/14/20198/20/2021Oklahoma City, OK

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brett Collin Hobbs has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Brett Collin Hobbs - Financial Advisor in Oklahoma City, OK | AdvisorFinder