AdFi
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15 EQUITY

SEC Registered

The art, science, and entrepreneurial spirit of investing.

SANTA BARBARA, CAhttps://15equity.com805-456-4426
Assets Under Management
$100M–$500M
Employees
7
Office Locations
1 office
Total Accounts
118

About the firm

15 Equity is a firm of entrepreneurial investors who combine traits common to artists and scientists—keen observation, active imagination, courage to experiment, and openness to change. They believe success or failure in investing depends on the ability to think and behave like entrepreneurs.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net Worth

Areas of expertise

Entrepreneurial InvestingEquity

Who they serve

Client segmentClientsAssets managed
Individuals (Non-HNW)52$13M
High Net Worth Individuals60$109M

0 total clients reported on Form ADV.

Leadership

Raymond Joseph Lucia
CEO
Joseph Paul Lucia
MEMBER

Office locations

1 office in 1 state
CA
SANTA BARBARAHQ

Advisors at this firm

3 advisors in the directory

Regulatory & compliance

CRD number
#310628
SEC Number
801-119711
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Minimum: $1,000,000 (waivable)

Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. 15 EQUITY has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

15 EQUITY in SANTA BARBARA, CA | AdvisorFinder