1A
16TH AMENDMENT ADVISORS LLC
SEC RegisteredNEW YORK, NYhttps://16rock.com212-332-1600
Assets Under Management
$100M–$500M
Employees
8
Office Locations
1 office
Total Accounts
80
About the firm
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
High Net WorthPooled Vehicles
Services
Private funds / alternatives
Hedge
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| High Net Worth Individuals | 79 | $287M |
| Pension/Profit Sharing Plans | 1 | $103M |
0 total clients reported on Form ADV.
Leadership
John Joseph Lee
CHIEF COMPLIANCE OFFICER
Evan Darrell Lamp
MEMBER / CO-PORTFILIO MANAGER
Richard Jed Mccarthy
MEMBER / CO-PORTFOLIO MANAGER
Richard Jed Mccarthy
TRUSTEE/MEMBER
Ellen Christine Lefferts
TRUSTEE
Office locations
1 office in 1 state
NY
NEW YORKHQ
Regulatory & compliance
CRD number
#150575
SEC Number
801-70324
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Performance-based
Minimum: $500,000 (waivable)
Data as of March 3, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
16rock.comPhone
212-332-1600Find an advisor that fits
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Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. 16TH AMENDMENT ADVISORS LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.