AdFi
3C

325 CAPITAL

SEC Registered

a long-term, significant minority owner of high-quality, small public companies

NEW YORK, NYhttps://325capital.com212-376-5325
Assets Under Management
$100M–$500M
Employees
7
Office Locations
1 office
Total Accounts
7

About the firm

325 Capital invests in a concentrated portfolio of high-quality, small-cap companies where it can be a significant minority shareholder, using data-driven, analytical insights to engage with management teams and boards. With nearly three decades of experience, first building the private equity practice group at Bain & Co. and then founding Sagard Capital, 325 Capital has a demonstrated track record of being constructive partners to companies undergoing change.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

Pooled VehiclesPension/Profit Sharing

Areas of expertise

Small-cap InvestingMinority OwnershipPublic EquitiesValue CreationPrivate EquityConcentrated PortfolioActivist EngagementData-driven Analysis

Services

Concentrated minority equity investing in small-cap public companies, using data-driven analytical insights to engage with management teams and boards to achieve a blueprint for value creation

Private funds / alternatives
Hedge

Who they serve

High-quality, small-cap public companies undergoing change, where 325 Capital can be a significant minority shareholder

Client segmentClientsAssets managed
Pension/Profit Sharing Plans3$66M

0 total clients reported on Form ADV.

Leadership

Laura Hines Laufer
PARTNER
Michael Braner
MANAGING PARTNER, CHIEF COMPLIANCE OFFICER
Anil Shrivastava
MANAGING PARTNER
Daniel Friedberg
MANAGING PARTNER

Office locations

1 office in 1 state
NY
NEW YORKHQ

Regulatory & compliance

CRD number
#310762
SEC Number
801-119639
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Performance-based / Other
Minimum: $5,000,000 (waivable)

Data as of March 23, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. 325 CAPITAL has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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325 CAPITAL in NEW YORK, NY | AdvisorFinder