46 PEAKS INVESTMENT ADVISORY GROUP
SEC RegisteredAbout the firm
46 Peaks Investment Advisory Group is an independent, fee-only financial planning and investment advisory firm. The firm's three founding members each have over 20 years of experience as Certified Financial Planner® professionals, with a focus on investment management, financial planning, and wealth planning. The firm is inspired by the 46 High Peaks of the Adirondacks in upstate New York, from which it derives its name.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning, investment management, estate planning, asset allocation, money manager research, wealth planning, tax-efficient investing, multi-layered risk management, diversification, and access to alternative investments.
Who they serve
Clients seeking financial planning and investment management, including high net worth investors with access to certain investments at higher minimums, as well as the vast majority of clients who can access many other investment opportunities.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 44 | $21M |
| High Net Worth Individuals | 91 | $249M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $249,999.99 | 1.15% |
| Next $750,000.00 | 0.95% |
| Next $4,000,000.00 | 0.60% |
| Next $5,000,000.00 | 0.45% |
| Over $9,999,999.99 | 0.35% |
Data as of April 20, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. 46 PEAKS INVESTMENT ADVISORY GROUP has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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