AdFi
AA

A.G.P. ASSET MANAGEMENT LLC

SEC Registered

A Wealth Management and Financial Services Firm with a national presence and an eye towards the future.

NEW YORK, NYhttps://allianceg.com(646) 905-2167
Assets Under Management
$100M–$500M
Employees
2
Office Locations
1 office
Total Accounts
2

About the firm

A.G.P./Alliance Global Partners provides investment advisory and brokerage services to individuals and institutions across the U.S. Our financial professionals have access to all major domestic exchanges as well as over 30 global markets.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

Pooled Vehicles

Areas of expertise

Wealth ManagementInvestment AdvisoryFixed IncomeRetail BrokerageInsuranceInvestment BankingCapital MarketsEquity Capital MarketsDebt Capital MarketsMergers And AcquisitionsPrime Brokerage+5 more

Services

Wealth management, investment advisory services, fixed income, retail services (equities, bonds, options, mutual funds, ETFs, annuities, margin lending, and more), insurance, research and strategy, investment banking, and capital markets.

Private funds / alternatives
Private Equity

Who they serve

Individuals and institutions across the U.S.

Client segmentClientsAssets managed
Pension/Profit Sharing Plans2$144M

0 total clients reported on Form ADV.

Office locations

1 office in 1 state
NY
NEW YORKHQ

Regulatory & compliance

CRD number
#339720
SEC Number
801-135618
Disciplinary History
No
Fee Model & Minimums
Model: AUM
Minimum: $50,000 (waivable)

Data as of February 19, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. A.G.P. ASSET MANAGEMENT LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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A.G.P. ASSET MANAGEMENT LLC in NEW YORK, NY | AdvisorFinder