A3 CAPITAL ADVISORS
SEC RegisteredA private investment advisory firm focused on disciplined growth and long-term value creation.
About the firm
A3 Capital Advisors is a financial advisory and asset management firm grounded in fundamental analysis and value-based principles. The firm is dedicated to uncovering high-quality investments trading below their intrinsic worth, emphasizing long-term capital appreciation and prudent risk management. Its advisory approach is centered on aligning strategies with each client's objectives, offering disciplined guidance that prioritizes transparency, patience, and the preservation of capital.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial advisory and asset management services, including portfolio management, concentrated conviction-driven portfolio construction, and advisory guidance emphasizing long-term capital appreciation, prudent risk management, and transparency.
Who they serve
Private clients seeking disciplined investment advisory services aligned with their individual objectives.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 0 | $0 |
| High Net Worth Individuals | 24 | $227M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $1,000,000 and up | 1.00% |
Data as of April 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. A3 CAPITAL ADVISORS has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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