ADAPTATION FINANCIAL ADVISORS INC.
SEC RegisteredWe help you achieve success YOU DEFINE IT.
About the firm
Adaptation Financial offers thoughtful guidance to help clients grow, manage, and protect their assets. With more than 30 years of experience helping people with every type of financial situation, the firm takes a personalized, problem-solving approach — assessing each client's unique situation before creating a tailored financial strategy.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Insurance assessment, estate planning, retirement strategies, investments, educational funding, business solutions, and a personal planning guide called Greenbox.
Who they serve
Individuals and businesses at every stage of their financial journey, including those planning for the future, navigating a transition, or seeking financial clarity.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 637 | $131M |
| High Net Worth Individuals | 53 | $103M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $0 - $500,000 | 1.75% |
| Next $500,001 - $750,000 | 1.50% |
| Next $750,001 - $1,000,000 | 1.25% |
| Next $1,000,001 - $2,000,000 | 1.00% |
| Next $2,000,001 - $3,000,000 | 0.85% |
| Next $3,000,001 - $4,000,000 | 0.60% |
| Over $4,000,001 | 0.00% |
Data as of March 23, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ADAPTATION FINANCIAL ADVISORS INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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