ADAPTIVE INVESTMENTS
SEC Registeredmake portfolios smarter
About the firm
Adaptive Investments offers products focused on the Evolution of Adaptive Correlation, seeking to enhance performance in up markets and reduce losses in down markets. The firm provides ETFs, 3(38) services, and SMART Portfolio solutions designed to help Financial Advisors deliver what clients expect.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
ETFs, 3(38) fiduciary services, and SMART Portfolio products designed to enhance performance in up markets and reduce losses in down markets.
Who they serve
Financial Advisors
Leadership
Office locations
Regulatory & compliance
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ADAPTIVE INVESTMENTS has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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