ADIRONDACK RESEARCH & MANAGEMENT INC.
SEC RegisteredGuiding Investors Along the Trail Less Followed
About the firm
The Adirondack Small Cap Fund (ADKSX) is an owner operated, no-load mutual fund managed by Adirondack Research and Management since the fund's inception in April 2005. Adirondack Funds focuses on smaller companies that have fallen out of favor with investors, seeking to identify attractive small-cap turnaround situations before mainstream investors take notice.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Active management of the Adirondack Small Cap Fund (ADKSX), a no-load mutual fund investing in small-cap turnaround situations across all sectors, assembling a diversified portfolio targeting compelling risk-adjusted returns over the long run
Who they serve
Shareholders and investors seeking small-cap value investment opportunities
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 81 | $48M |
| High Net Worth Individuals | 3 | $26M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Money Market | 0.00% |
| Fixed Income | 0.50% |
| Equities | 1.00% |
Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ADIRONDACK RESEARCH & MANAGEMENT INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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