ADVISORY RESEARCH INC
SEC RegisteredIndependent • Active • Aligned
About the firm
Advisory Research Investment Management is a Chicago-based asset manager that is 100% employee-owned. The firm offers actively managed, high-conviction equity portfolios through separate accounts and private funds, with principals investing alongside clients.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Actively managed, high-conviction equity portfolios through separate accounts and private funds, including the Partners Strategy (a concentrated portfolio of 8-15 positions in smaller capitalization companies) and Select Dividend Strategies (concentrated, low-turnover, high active share equity strategies seeking current income, income growth, and capital appreciation).
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 275 | $101M |
| High Net Worth Individuals | 130 | $272M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 3 | $261M |
| Charitable Organizations | 3 | $1.7M |
| State/Municipal Entities | 14 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
4 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
7 advisors in the directory
Regulatory & compliance
Data as of March 20, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ADVISORY RESEARCH INC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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