AEM ASSET MANAGEMENT, LLC
SEC RegisteredDRIVING VALUE, ALL THE TIME.
About the firm
AEM Asset Management LLC is a Registered Investment Advisory Firm that specializes in providing clients with objective, thoughtful, high-value investment management solutions. Using an in-house research department, the firm builds portfolios based on clients' short-term and long-term financial objectives. Custodian services are provided through Interactive Brokers, and clients access a one-stop online portal through a relationship with Advyzon.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment management solutions including in-house research, individualized accounts, and a range of investments; custodian services provided through Interactive Brokers; online client portal through Advyzon for secure communication and sharing of proprietary research and custom investment portfolio information.
Who they serve
Individual clients with varying short-term and long-term financial objectives
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 22 | $7.0M |
| High Net Worth Individuals | 22 | $97M |
| State/Municipal Entities | 1 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. AEM ASSET MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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