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AGATE PASS INVESTMENT, LLC

SEC Registered

Built for the people we know by heart

BAINBRIDGE ISLAND, WAhttps://agatepassinvestment.com206-842-5770
Assets Under Management
$100M–$500M
Employees
5
Office Locations
1 office
Total Accounts
320

About the firm

Agate Pass is a small, independent, locally owned investment advisory firm rooted in the Pacific Northwest, based in Bainbridge, WA. They offer deeply personal financial guidance built on lasting relationships, providing custom investment strategies designed to align clients' goals and resources.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net Worth

Areas of expertise

Investment ManagementFinancial PlanningPortfolio ConstructionTax EfficiencyEstate PlanningRetirement PlanningEducation PlanningBusiness TransitionsFiduciaryIndependent AdvisoryPacific Northwest+1 more

Services

Investment Management (custom portfolios using individual securities for long-term growth, tax efficiency, and goal alignment), Financial Planning (holistic planning covering goal setting, scenario planning, cash flow and tax strategy, protection and legacy), and 360° Advisory (coordinated guidance across investment, tax, estate, and insurance, working with CPAs and other advisors).

Who they serve

Individuals and families seeking personalized, relationship-driven financial guidance, including long-term clients planning for retirement, education, business transitions, and life's next chapter.

Client segmentClientsAssets managed
Individuals (Non-HNW)34$19M
High Net Worth Individuals90$317M

0 total clients reported on Form ADV.

Leadership

Bradley Sean Van Aken
CHIEF COMPLIANCE OFFICER
Daniel Leverett Rutter
DIRECTOR OF RESEARCH

Office locations

1 office in 1 state
WA
BAINBRIDGE ISLANDHQ

Advisors at this firm

4 advisors in the directory

Regulatory & compliance

CRD number
#155049
SEC Number
801-115003
Disciplinary History
No
Fee Model & Minimums
Model: AUM
Minimum: $1,000,000 (waivable)
Asset tierAnnual rate
First $0 to $1,000,0001.10%
Next $1,000,001 to $2,000,0001.00%
Next $2,000,001 to $5,000,0000.75%
$5,000,001 and greater0.50%

Data as of March 3, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. AGATE PASS INVESTMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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