ALAN B. LANCZ & ASSOCIATES, INC.
SEC RegisteredCustomized Financial Advice & Wealth Management
About the firm
Alan B. Lancz & Associates Inc. is an independent investment advisory firm that has offered pro-active independent financial advice and wealth management for nearly four decades. For over 30 years, the firm has been published and featured in both national and global media, supported by the independent research and analysis of LanczGlobal.com. The firm operates as a fiduciary, providing personalized retirement, estate, and wealth management advice tailored to each client's financial situation.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Customized financial advice and wealth management designed around individual goals, objectives, risk tolerance, and time horizon; ESG, SRI (Socially Responsible Investing), and Faith-Based Investing; personalized retirement, estate, and wealth management; complimentary portfolio reviews and consultations.
Who they serve
Individual investors seeking customized financial advice, including new investors, as well as clients across generations seeking retirement, estate, and wealth management guidance.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 36 | $16M |
| High Net Worth Individuals | 63 | $143M |
| Pension/Profit Sharing Plans | 2 | $4.7M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
1 advisor in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Under $500,000 | 2.00% |
| $500,000 - $749,999 | 1.50% |
| $750,000 - $999,999 | 1.20% |
| $1,000,000 - $1,499,999 | 1.00% |
| $1,500,000 - $1,999,999 | 0.90% |
| $2,000,000 - $2,499,999 | 0.80% |
| $2,500,000 or greater | 0.00% |
Data as of March 24, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ALAN B. LANCZ & ASSOCIATES, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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