ALHAMBRA INVESTMENT MANAGEMENT LLC
SEC RegisteredA Fortress Against Market Storms
About the firm
Alhambra Investments is an investment advisory firm whose goal is to achieve wealth while maximizing security for clients. Their philosophy is to safeguard against major losses and use research-driven asset allocation strategies to grow wealth, believing that an asset allocation process delivers superior risk-adjusted returns when driven by insightful research.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Alhambra Investments offers asset management (building custom portfolios using portfolio building blocks and financial planning inputs), financial planning (an ongoing process to help clients make sensible decisions about money to achieve life goals), and market research (risk analysis and research-based strategies).
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 125 | $49M |
| High Net Worth Individuals | 77 | $258M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
5 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $500,000 | 1.25% |
| Next assets up to $3 million | 1.00% |
| Next assets up to $5 million | 0.75% |
| Above $5 million | 0.00% |
Data as of March 20, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ALHAMBRA INVESTMENT MANAGEMENT LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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