ALLARIA ASSET MANAGEMENT, LLC
SEC RegisteredAbout the firm
Allaria Securities LLC is a U.S. registered broker-dealer and member of FINRA and SIPC, offering brokerage, execution, and related securities services to retail and institutional clients. It is the U.S. broker-dealer affiliate of the Allaria Group, an independent financial services organization with roots in Argentina dating back to 1968. Established in Florida in 2016 and operating from Miami since approximately 2018, the firm provides clearing, settlement, and custody services through Pershing LLC.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Brokerage, execution, and related securities services across a broad range of securities and global markets; institutional support; distribution of research from affiliate Allaria Ledesma & Cía. to certain U.S. institutional investors under SEC Rule 15a-6; and execution services in connection with that research. Clearing, settlement, custody, and related account services are provided through Pershing LLC.
Who they serve
Retail and institutional clients, including cross-border clients with international needs and U.S. institutional investors and major U.S. institutional investors.
Leadership
Office locations
Advisors at this firm
6 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $9,999,999 | 1.25% |
| $10,000,000 to $24,999,999 | 0.88% |
| $25,000,000 to $49,999,999 | 0.63% |
| Over $50,000,000 | 0.38% |
Data as of April 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ALLARIA ASSET MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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