ALLEN CAPITAL MANAGEMENT, LLC
SEC RegisteredLet us concentrate on your wealth management, so you focus on what matters to you most.
About the firm
Allen Capital Management is a Registered Investment Advisor with the SEC, founded as a sister company of Allen Trust Company. The firm believes in disciplined and independent investment analysis, diversification, and strategic asset allocation, managing client assets to meet cash flow and growth objectives while dovetailing with tax, retirement, and estate planning strategies. Allen Capital Management never earns commissions from selling financial products; its only source of revenue is fees received directly from clients.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment management including strategic asset allocation, diversification, and independent research-based portfolio management tailored to individual client cash flow and growth objectives, risk tolerance, and tax, retirement, and estate planning strategies; socially responsible investing strategies available at client direction
Who they serve
Non-trust clients seeking local, personal investment management services
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 60 | $34M |
| High Net Worth Individuals | 49 | $166M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Under $2,000,000 | 1.00% |
| $2,000,001 – $6,000,000 | 0.80% |
| More than $6,000,000 | 0.55% |
Data as of February 3, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ALLEN CAPITAL MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched