Allen Wealth Management, LLC
SEC RegisteredARE YOU ON THE RIGHT FINANCIAL PATH?
About the firm
Allen Wealth Management is a fiduciary-committed investment advisory firm based in Boone, NC. The firm utilizes its proprietary TRAIL® System to help clients find and stay on the right financial path. Investment advisory services are offered through Allen Wealth Management, LLC, which is registered as an investment adviser and independent of Raymond James.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment advisory services and financial guidance delivered through the firm's proprietary TRAIL® System, with multiple platforms to help clients make the most of their relationship with the firm.
Who they serve
Clients and their families seeking guidance on their financial path
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $5,000,000 | 1.00% |
| $5,000,001 - $10,000,000 | 0.75% |
| Over $10,000,000 | 0.50% |
Data as of January 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Allen Wealth Management, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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