AdFi
AC

ALPHA CAPITAL MANAGEMENT

SEC Registered

COMPREHENSIVE INVESTMENT MANAGEMENT

AUSTIN, TXhttps://alphacapm.com512-322-9318
Assets Under Management
$500M–$1B
Year Founded
2002
Employees
9
Office Locations
1 office
Total Accounts
1316

About the firm

Alpha Capital Management is an Austin, Texas based independent asset management firm that provides comprehensive wealth building services to individuals, families, endowments and trusts. Since 2002, the firm has combined experience in financial markets with rigorous independent research to seek investment opportunities suitable to the diverse goals of its clients.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthPension/Profit Sharing

Areas of expertise

Wealth ManagementInvestment ManagementAsset AllocationPortfolio DiversificationRetirement IncomeFiduciaryIndependent ResearchRisk ManagementEstate Planning CoordinationCollege Savings

Services

Comprehensive wealth management services including investment management, personal savings and portfolio planning, saving for college, retirement income solutions, financial independence planning, investment policy development, asset allocation, investment research and analysis, portfolio design and diversification, and ongoing implementation, monitoring and adjustment. The firm also coordinates with tax, insurance and estate planning professionals.

investment_managementestate_planninginsurancewealth_management

Who they serve

Individuals, families, endowments and trusts

Client segmentClientsAssets managed
Individuals (Non-HNW)261$84M
High Net Worth Individuals201$766M
State/Municipal Entities6

0 total clients reported on Form ADV.

Leadership

Michael Terence Turner
MANAGING PARTNER / CHIEF COMPLIANCE OFFICER
Buddie Cloys Ballard
MANAGING PARTNER

Office locations

1 office in 1 state
TX
AUSTINHQ

Advisors at this firm

6 advisors in the directory

Regulatory & compliance

CRD number
#121703
SEC Number
801-61613
Disciplinary History
No
Fee Model & Minimums
Model: AUM
Asset tierAnnual rate
Up to $1 million1.00%
Over $1 million

Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ALPHA CAPITAL MANAGEMENT has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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ALPHA CAPITAL MANAGEMENT in AUSTIN, TX | AdvisorFinder