ALPHA-LAB ASSET MANAGEMENT INC.
SEC RegisteredAbout the firm
Alpha-Lab Asset Management Inc. is an investment advisory firm led by founder, CEO and lead portfolio manager Mark Lin, specializing in global, international, emerging market and Asia-Pacific equity strategies. The firm employs a structured investment process evaluating revenue growth, business models, management quality, valuation, and risk management.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
The firm offers equity strategies including global equities, international equities, international smallcap equities, emerging market equities, and US equities.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 1 | $486k |
| High Net Worth Individuals | 1 | $4.5M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 1 | $2.9M |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
1 total clients reported on Form ADV.
Leadership
Office locations
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Global/EAFE/ACWI ex US $0-$100M | 0.68% |
| Global/EAFE/ACWI ex US $100M-$500M | 0.53% |
| Global/EAFE/ACWI ex US $500M+ | 0.40% |
| EM Strategy $0-$100M | 0.75% |
| EM Strategy $100M-$500M | 0.65% |
| EM Strategy $500M+ | 0.55% |
| US Strategy $0-$100M | 0.70% |
| US Strategy $100M-$500M | 0.55% |
| US Strategy $500M+ | 0.47% |
| US Smallcap $0-$100M | 0.70% |
| US Smallcap $100M-$500M | 0.70% |
| US Smallcap $500M+ | 0.70% |
Data as of March 25, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ALPHA-LAB ASSET MANAGEMENT INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched