AMPLIUS ASSET MANAGEMENT, LLC
SEC RegisteredAbout the firm
Amplius Asset Management (AAM) was founded by experienced investment professionals with deep roots in the wealth management industry. With a focus on individual investors, AAM emphasizes an asset allocation–driven framework as the foundation for long-term investment success.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
AAM offers an actively managed ETF (Amplius Aggressive Asset Allocation ETF, ticker AAAA) employing a disciplined top-down investment process covering asset class selection, sub-allocation, and security selection, with a defensive sleeve and proprietary active duration overlay to manage volatility and enhance risk-adjusted returns.
Who they serve
Individual investors seeking capital appreciation through a tax-efficient, growth-oriented core holding with broad diversification and less volatility than traditional all-equity strategies.
Office locations
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| ETF Management Fee Range Low | 0.30% |
| ETF Management Fee Range High | 0.50% |
Data as of March 19, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. AMPLIUS ASSET MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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