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APERTURE INVESTORS, LLC

SEC Registered

Rethinking Active Management

NEW YORK, NYhttps://apertureinvestors.com212-521-5180
Assets Under Management
$5B–$25B
Year Founded
2018
Employees
78
Office Locations
3 offices
Total Accounts
21

About the firm

Aperture Investors is an alternative investment manager founded by industry veteran Peter Kraus and Assicurazioni Generali S.p.A., one of the world's largest insurance and asset management firms. The firm invests across credit and equity asset classes globally and is headquartered in New York, with offices in London and Paris. As part of the Generali Investments platform, its mission is to generate absolute returns while maintaining a culture fully aligned with the interests of its investors.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

Pooled VehiclesPension/Profit Sharing

Areas of expertise

Active ManagementAlternative InvestmentsCreditEquityAbsolute ReturnsPerformance-aligned FeesCapacity-constrained Strategies

Services

Actively managed, fundamentally oriented, and capacity-constrained strategies across credit and equity asset classes globally, designed to generate excess returns and absolute returns.

Private funds / alternatives
Hedge

Who they serve

Client segmentClientsAssets managed
Individuals (Non-HNW)0$0
High Net Worth Individuals0$0
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans20$5.8B
Charitable Organizations0$0
State/Municipal Entities0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

0 total clients reported on Form ADV.

Leadership

Peter Steven Kraus
CHAIRMAN, CEO, MANAGING MEMBER
James Kenneth O'connor
PRESIDENT
Generali Alpha Corp
MEMBER
Generali Investment Holdings Spa
OWNER, GENERALI ALPHA CORP
Generali Deutschland Holding Ag
OWNER, GENERALI INVESTMENT HOLDINGS SPA
Generali France Sa
OWNER, GENERALI INVESTMENT HOLDINGS SPA
Assicurazoni Generali S.p.a
OWNER, GENERALI INVESTMENT HOLDINGS SPA
Thomas Darryl Spadaccini
CHIEF OPERATING OFFICER
Benjamin German Carroll
CHIEF FINANCIAL OFFICER
Generali Beteiligungs Gmbh
OWNER, GENERALI DEUTSCHLAND HOLDING AG
Assicurazoni Generali S.p.a
OWNER, GENERALI BETEILIGUNGS GMBH
Participatie Maatschappij Graafschap Holland N.v.
OWNER, GENERALI FRANCE SA
Assicurazoni Generali S.p.a
OWNER, PARTICIPATIE MAATSCHAPPIJ GRAAFSSCHAP HOLLAND N.V.
Generali Italia S.p.a.
OWNER PARTICIPATIE MAATSCHAPPIJ GRAAFSSCHAP HOLLAND N.V.
Assicurazoni Generali S.p.a
OWNER, GENERALI ITALIA S.P.A.
Ryan Scott Macdonald
CHIEF COMPLIANCE OFFICER

Office locations

3 offices in 1 state
NY
NEW YORKHQ
LONDON
PARIS

Regulatory & compliance

CRD number
#295468
SEC Number
801-113983
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Performance-based / Other

Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. APERTURE INVESTORS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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APERTURE INVESTORS, LLC in NEW YORK, NY | AdvisorFinder