APOGEM CAPITAL LLC
SEC RegisteredYour Middle Market Partner
About the firm
Apogem Capital is a leading private markets investor and strategic partner with decades of experience navigating the middle market. The firm is focused on the North American middle and lower middle markets, with a robust 30+ year track record across multiple market cycles. It is invested alongside affiliated capital, including employees and its parent New York Life Insurance Company.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Private Equity (primary fund investments, direct co-investments, emerging managers, customized solutions), Private Credit (direct lending), Private Real Assets (direct co-investments, secondary investments, primary fund investments), GP Stakes (minority equity investments in middle market GPs), and Liquidity Solutions (GP-led investments and LP secondaries).
Who they serve
Public and private pension funds, retirement plans, foundations, endowments, family offices, insurance companies, and high net worth investors.
| Client segment | Clients | Assets managed |
|---|---|---|
| High Net Worth Individuals | 1 | $13M |
| Pension/Profit Sharing Plans | 137 | $23.5B |
| State/Municipal Entities | 1 | — |
| Sovereign Wealth Funds | 3 | — |
3 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. APOGEM CAPITAL LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.