APPLETON PARTNERS, INC.
SEC RegisteredDiscover True Partnership
About the firm
Appleton Partners has been 100% employee-owned and operated since its 1986 founding, offering personalized financial planning and investment solutions through tailored separate account portfolios. The firm emphasizes accessible, transparent partnership and a collaborative culture focused on each client's unique needs.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Separate account portfolio management, financial planning, wealth management, and investment strategies tailored to individual client objectives
Who they serve
Individual wealth management clients and financial advisors seeking separate account management and investment solutions
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 339 | $358M |
| High Net Worth Individuals | 443 | $1.8B |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 11 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
31 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $2 million | 1.00% |
| Next $2 million | 0.75% |
| Over $4 million | 0.50% |
Data as of March 23, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. APPLETON PARTNERS, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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