AdFi
AA

ARISTA ADVISORY GROUP, LLC

SEC Registered

Financial planning for the life you want to live, and the world you want to live in.

ALBANY, NYhttps://aristaadv.com518-464-0319
Assets Under Management
$100M–$500M
Employees
3
Office Locations
2 offices
Total Accounts
500

About the firm

Arista Advisory Group, LLC (AAG) is a fee-only financial advisory firm whose philosophy is grounded in the concept that money is a vital energy. The firm offers values-centered and integral financial planning services designed to help clients achieve their life goals while minimizing the impact of taxes on their estate. AAG constructs portfolios aligned with clients' goals and beliefs and takes an active role in monitoring the investment landscape.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable Organizations

Areas of expertise

Financial Life PlanningRetirement PlanningInvestment ConsultingInsurance PlanningAsset ManagementEstate PlanningValues-centered InvestingSustainable InvestingSocial Security PlanningMedicare PlanningFee-only Advisory+2 more

Services

Financial Life Planning, Retirement Planning, Investment Consulting, Insurance Planning, Asset Management, and Estate Planning. As fee-only advisors, they do not sell insurance but provide unbiased guidance on coverage.

Who they serve

Individuals and families seeking to achieve lifestyle and long-term financial goals, including retirement planning, sustainable investing, and estate planning.

Client segmentClientsAssets managed
Individuals (Non-HNW)193$42M
High Net Worth Individuals29$62M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations0$0
State/Municipal Entities11
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

0 total clients reported on Form ADV.

Leadership

Gerald Max Schwartz
PRESIDENT & CHIEF COMPLIANCE OFFICER
Bernard Charles Murphy
VICE PRESIDENT
Kimberly Marie Mullin
SECRETARY TREASURER

Office locations

2 offices in 2 states
NY
ALBANYHQ
HI
HONOLULU

Advisors at this firm

1 advisor in the directory

Regulatory & compliance

CRD number
#285722
SEC Number
801-108720
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Asset tierAnnual rate
$0 - $1,000,0001.00%
$1,000,000 - $2,499,9990.80%
$2,500,000 - $4,999,9990.70%
$5,000,000 and Up0.60%

Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ARISTA ADVISORY GROUP, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

ARISTA ADVISORY GROUP, LLC in ALBANY, NY | AdvisorFinder