ARLEN CAPITAL, LLC
SEC RegisteredAbout the firm
Arlen Corporation is a wealth management firm located in Warwick, Rhode Island. Since 1974, the advisors of Arlen Corporation have provided access to financial products and services for high net worth individuals and select business entities.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Access to financial products and services
Who they serve
High net worth individuals and select business entities
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 139 | $57M |
| High Net Worth Individuals | 83 | $287M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 to $1,250,000 | 1.05% |
| $1,250,000 to $2,750,000 | 0.93% |
| $2,750,001 to $5,000,000 | 0.88% |
| $5,000,001 to $10,000,000 | 0.82% |
| $10,000,001 and above | 0.71% |
Data as of February 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ARLEN CAPITAL, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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