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ARROWHEAD INVESTMENT MANAGEMENT LLC

SEC Registered

Flexible Private Capital Solutions for Middle-Market Companies

WHITE PLAINS, NYhttps://arrowheadmgt.com203-485-0700
Assets Under Management
Under $100M
Employees
4
Office Locations
2 offices
Total Accounts
1

About the firm

Arrowhead Management offers flexible private capital solutions for middle-market companies, with a 25+ year track record of strong performance driven by a partnership approach. The firm invests across the capital structure and tailors solutions to the specific needs of each borrower, leveraging deep sector expertise.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

Pooled Vehicles

Areas of expertise

Private CapitalMiddle-marketCapital StructureFlexible CapitalSector ExpertisePartnership Approach

Services

Flexible and opportunistic capital solutions, with the ability to invest across the capital structure and tailor solutions to the specific needs of each borrower

Who they serve

Middle-market companies

Client segmentClientsAssets managed
Pension/Profit Sharing Plans1$78M

0 total clients reported on Form ADV.

Leadership

Elliott Howard Jones
MANAGING MEMBER
Mary Price Gay
MANAGING MEMBER
Craig John Pisani
MANAGING MEMBER
Ashleigh Cooper Swayze
CHIEF COMPLIANCE OFFICER
Agc Arrowhead Holdings Llc
MEMBER
Gerald Lawrence Parsky
MANAGING MEMBER
Gerald Lawrence Parsky
MANAGER

Office locations

2 offices in 2 states
NY
WHITE PLAINSHQ
CA
LOS ANGELES

Regulatory & compliance

CRD number
#285032
SEC Number
801-110360
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Performance-based / Other

Data as of March 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ARROWHEAD INVESTMENT MANAGEMENT LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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