AdFi
AC

ASIO CAPITAL LLC

SEC Registered

Wealth management, simplified.

LEXINGTON, KYhttps://asiocapital.com859-785-4130
Assets Under Management
$500M–$1B
Employees
7
Office Locations
1 office
Total Accounts
700

About the firm

Asio Capital is an employee-owned wealth management firm that takes a human-first approach to financial well-being. The firm was created to deliver the service its founders would want for their own families, aiming to make the complicated simple and the unexpected predictable.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthPension/Profit SharingCharitable OrganizationsState/Municipal

Areas of expertise

Wealth ManagementInvestment PlanningRetirement PlanningTax ManagementLegacy PlanningDiversificationHigh-net-worth FamiliesBusiness OwnersMedical ProfessionalsPortfolio Management

Services

Customized financial strategies including wealth management, investment planning, retirement planning, tax management, diversification, legacy planning, and financial education for the next generation.

Who they serve

Professionals, business owners, and those striving to leave a legacy, including business owners, medical professionals, retirees, and high-net-worth families.

Client segmentClientsAssets managed
Individuals (Non-HNW)154$122M
High Net Worth Individuals126$591M
Charitable Organizations3$4.8M
State/Municipal Entities1

3 total clients reported on Form ADV.

Leadership

Erin Hershey Serrate
MEMBER
Ryan Michael Gray
CCO, MEMBER
John Carroll Cheshire
MEMBER
Ryan Tracy Osborne
MEMBER

Office locations

1 office in 1 state
KY
LEXINGTONHQ

Advisors at this firm

6 advisors in the directory

Regulatory & compliance

CRD number
#298326
SEC Number
801-113910
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Other
Minimum: $1,000,000 (waivable)

Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ASIO CAPITAL LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

ASIO CAPITAL LLC in LEXINGTON, KY | AdvisorFinder