ATON FINANCIAL LLC
SEC RegisteredClarity that moves you forward
About the firm
ATON Financial is an independent registered investment advisory firm established to provide objective, fiduciary-based financial guidance grounded in transparency, independence, and accountability. Owned and operated in Puerto Rico, ATON serves clients both locally and beyond, delivering integrated financial planning, investment management, tax strategy, estate planning, and risk management as a single coordinated strategy. Through independent advisory practices and access to institutional-level partner firms, ATON connects clients to global markets, research, and strategies without product-driven incentives.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Wealth and investment planning, legal advisory and estate planning, tax planning and strategy, risk management and protection planning, customized investment portfolios, and comprehensive financial planning — all delivered as a fully integrated strategy through a single fiduciary relationship.
Who they serve
Clients of all backgrounds, both locally in Puerto Rico and beyond, who are building, preserving, or preparing to transition their wealth.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 169 | $42M |
| High Net Worth Individuals | 85 | $343M |
| Pension/Profit Sharing Plans | 5 | $172M |
| Charitable Organizations | 6 | $7.1M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
7 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $100,000 | 1.50% |
| $100,001 to $250,000 | 1.40% |
| $250,001 to $500,000 | 1.30% |
| $500,001 to $1,000,000 | 1.15% |
| $1,000,001 to $3,000,000 | 1.00% |
| Over $3,000,000 | 0.75% |
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ATON FINANCIAL LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched