AUA PRIVATE EQUITY PARTNERS, LLC
SEC RegisteredDemographic-Driven Investing ®
About the firm
AUA Private Equity is an operationally-focused lower-middle market investment firm partnering with family-owned businesses or companies poised to benefit from the growth of the U.S. Hispanic population within dedicated sectors. The firm is comprised of a cohesive team of investment and operating professionals with strong reputations as successful investors, operators, and entrepreneurs.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment management, operations support, and strategic advisory for family-owned and demographic-driven businesses in the lower-middle market
Who they serve
Family-owned businesses and Hispanic-oriented companies in the lower-middle market
| Client segment | Clients | Assets managed |
|---|---|---|
| Pension/Profit Sharing Plans | 13 | $842M |
0 total clients reported on Form ADV.
Leadership
Office locations
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| During investment period | 2.00% |
| After investment period on unreturned capital | 2.00% |
| After successor fund charging/accruing management fees | 1.75% |
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. AUA PRIVATE EQUITY PARTNERS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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