AUFMAN ASSOCIATES INC
SEC RegisteredFiduciary Advisors Providing Personalized Wealth Guidance for Successful Individuals, Families, and Trusts.
About the firm
Aufman Associates is an independent, fee-only wealth management firm established in 1983. The firm provides fiduciary financial planning, investment management, and reporting and coordination services to high-net-worth individuals, families, and trusts. With over 40 years of experience, the firm has built multigenerational client relationships through disciplined, data-driven guidance.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Wealth planning (integrating tax strategy, estate structures, family planning, and executive benefits), investment management (investment policy design, portfolio construction, global diversification, manager research and selection, ongoing portfolio management, and performance reporting), and reporting and coordination (detailed reporting and oversight coordinating with tax, legal, and financial teams).
Who they serve
High-net-worth individuals, families, and trusts, including senior executives, successful professionals, and multigenerational family relationships.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 79 | $39M |
| High Net Worth Individuals | 166 | $922M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1,000,000 | 1.13% |
| Next $1,000,000 | 0.85% |
| Next $3,000,000 | 0.58% |
| Next $3,000,000 | 0.28% |
| Over $8,000,000 | 0.27% |
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. AUFMAN ASSOCIATES INC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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