AVALON CAPITAL MANAGEMENT
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About the firm
Avalon Capital is an independent, boutique firm comprised of deeply committed, values-based professionals who have been providing individualized guidance and a highly engaged standard of care to clients in the Bay Area and beyond for over 30 years. Avalon manages over $500 million in client assets and is one of the only female-owned investment firms in California.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Wealth management, investment portfolio management focused on protecting downside and capturing upside, wealth planning, risk management, and holistic personalized financial planning for individuals and families.
Who they serve
Professionals including executives, doctors, lawyers, and venture capitalists; tech executives and entrepreneurs; inheritors of wealth; and creatives and educators in the Bay Area and beyond.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 31 | $9.8M |
| High Net Worth Individuals | 129 | $550M |
| Charitable Organizations | 1 | $21M |
| State/Municipal Entities | 1 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $5M (standard) | 1.00% |
| Next $5M (standard) | 0.75% |
| Next $10M (standard) | 0.50% |
| Above $20M (standard) | 0.50% |
| First $25M (cash management) | 0.25% |
| Above $25M (cash management) | 0.25% |
| First $25M (fixed income) | 0.50% |
| Above $25M (fixed income) | 0.50% |
Data as of March 19, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. AVALON CAPITAL MANAGEMENT has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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