BALL & COMPANY
SEC RegisteredYour financial success and peace of mind is why we are here.
About the firm
Ball & Company Wealth Management is dedicated to helping clients develop a roadmap to build, manage, and preserve their wealth for a lifetime. The firm operates as a fiduciary with a 'Client First' philosophy built into every aspect of the firm.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial Planning, Wealth Management (combining Financial Planning, Estate Planning, and Asset Management), and Investment Management tailored to individual client risks and goals.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 89 | $37M |
| High Net Worth Individuals | 58 | $159M |
| Charitable Organizations | 7 | $6.5M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Under $499,999 | 1.50% |
| $500,000 - $999,999 | 1.25% |
| $1,000,000 - $1,999,999 | 0.90% |
| $2,000,000 - $2,999,999 | 0.85% |
| $3,000,000 - $3,999,999 | 0.80% |
| $4,000,000 - $4,999,999 | 0.75% |
| $5,000,000 - $5,999,999 | 0.70% |
| $6,000,000 - $6,999,999 | 0.65% |
| $7,000,000 - $7,999,999 | 0.60% |
| $8,000,000 - $8,999,999 | 0.55% |
| $9,000,000 - $9,999,999 | 0.50% |
| $10,000,000 and Above | — |
Data as of February 4, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BALL & COMPANY has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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