BALLAST, INC.
SEC RegisteredPlan for the Future. Live for Today.
About the firm
Ballast is a team-based financial advisory firm committed to serving as clients' personal CFO through holistic, fiduciary financial planning. Their vision has remained steadfast since founding: build a team they would want advising their own families. They proactively anticipate and solve client needs by understanding goals, passions, and what truly matters to clients and their legacies.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Ballast offers holistic financial planning services including investment management, estate planning, charitable planning, risk management, tax coordination, legal and insurance advisory collaboration, and ongoing financial plan refinement and accountability.
Who they serve
High Net Worth and Ultra High Net Worth Families and Individuals Who have Accumulated Assets, People in Need of Guidance to a Financial Challenge/Opportunity, Business Owners, Medical Professionals, and Nonprofits and Charities.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 237 | $88M |
| High Net Worth Individuals | 217 | $627M |
| Charitable Organizations | 17 | $29M |
| State/Municipal Entities | 3 | — |
1 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
8 advisors in the directory
Regulatory & compliance
Data as of February 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BALLAST, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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