AdFi
BG

BATTERY GLOBAL ADVISORS, LLC

SEC Registered
BOSTON, MAhttps://bga.com617-948-3800
Assets Under Management
$5B–$25B
Employees
38
Office Locations
2 offices
Total Accounts
142

About the firm

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPooled VehiclesState/Municipal

Services

Private funds / alternatives
HedgePrivate EquityVenture CapitalReal Estate

Who they serve

Client segmentClientsAssets managed
Individuals (Non-HNW)0
High Net Worth Individuals65$5.1B
Investment Companies0
Pooled Investment Vehicles0
Pension/Profit Sharing Plans77$3.2B
Charitable Organizations0
State/Municipal Entities0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0

0 total clients reported on Form ADV.

Leadership

John Michael O'connor
CEO, CIO, MANAGER, DIRECTOR
Daniel Louis Burns
CCO (3/2013), CFO (4/2011)
John Wagner Dinneen
COO, DIRECTOR OF FINANCIAL & ESTATE PLANNING
Richard David Frisbie
DIRECTOR, MEMBER, PREFERRED SHAREHOLDER
Philip Lindsey Bullen
DIRECTOR

Office locations

2 offices in 1 state
MA
BOSTONHQ
Ra'anana

Regulatory & compliance

CRD number
#158508
SEC Number
801-73308
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee / Performance-based / Other

Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BATTERY GLOBAL ADVISORS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BATTERY GLOBAL ADVISORS, LLC in BOSTON, MA - Financial Advisory Firm | AdvisorFinder