AdFi
BG

BATTERY GLOBAL ADVISORS, LLC

SEC Registered

Investment Solutions and Family Office Services for Venture Capital & Private Equity Executives and Technology Entrepreneurs

BOSTON, MAhttps://bga.com617-948-3800
Assets Under Management
$5B–$25B
Employees
38
Office Locations
2 offices
Total Accounts
142

About the firm

Battery Global Advisors provides customized wealth management within an institutional family office framework. Between the families they advise and the private funds they offer, BGA manages over $4B of assets for sophisticated investors around the world.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPooled VehiclesState/Municipal

Areas of expertise

Wealth ManagementFamily OfficeInvestment ManagementTax PlanningEstate PlanningAccounting And ReportingPrivate EquityVenture CapitalReal EstateHedge FundsEtfs+4 more

Services

Investment management (private funds, ETFs, mutual funds, separately managed accounts, real estate, private equity, hedge funds, electricity trading, commercial aircraft leasing, pharmaceutical royalties), tax and estate planning, accounting and reporting, and client service including personal financial responsibilities.

Private funds / alternatives
HedgePrivate EquityVenture CapitalReal Estate

Who they serve

Venture capital and private equity executives, technology entrepreneurs, and sophisticated investors around the world.

Client segmentClientsAssets managed
Individuals (Non-HNW)0
High Net Worth Individuals65$5.1B
Investment Companies0
Pooled Investment Vehicles0
Pension/Profit Sharing Plans77$3.2B
Charitable Organizations0
State/Municipal Entities0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0

0 total clients reported on Form ADV.

Leadership

John Michael O'connor
CEO, CIO, MANAGER, DIRECTOR
Daniel Louis Burns
CCO (3/2013), CFO (4/2011)
John Wagner Dinneen
COO, DIRECTOR OF FINANCIAL & ESTATE PLANNING
Richard David Frisbie
DIRECTOR, MEMBER, PREFERRED SHAREHOLDER
Philip Lindsey Bullen
DIRECTOR

Office locations

2 offices in 1 state
MA
BOSTONHQ
Ra'anana

Regulatory & compliance

CRD number
#158508
SEC Number
801-73308
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee / Performance-based / Other

Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Find an advisor that fits

Search AdvisorFinder's marketplace to compare financial advisors by specialty, location, fees, and more.

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BATTERY GLOBAL ADVISORS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BATTERY GLOBAL ADVISORS, LLC in BOSTON, MA | AdvisorFinder