BAUGH & ASSOCIATES, LLC
SEC RegisteredAs Fee-only Registered Investment Advisors since 1977, we always put our clients' interests first.
About the firm
Baugh & Associates, LLC is a fee-only Registered Investment Advisory firm that has been serving clients since 1977. The firm is located in Sandy Springs, Georgia.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
The firm offers investments, retirement planning, managing finances, asset allocation, business succession planning, and charitable giving. Products and services include qualified retirement plans (401(k)s, profit sharing), IRAs (Traditional, Roth, SEP & Simple), personal investment accounts, structured products including bonds and CDs, closed-end mutual funds, term life insurance, short and long-term disability insurance, and group health insurance.
Who they serve
Individual clients with unique financial situations
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 105 | $34M |
| High Net Worth Individuals | 55 | $260M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 1 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
Data as of March 20, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BAUGH & ASSOCIATES, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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