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BENIN MANAGEMENT CORP

SEC Registered

Working to Protect Families' Financial Futures since 1973

, https://beninmanagement.com203-762-3295
Assets Under Management
$500M–$1B
Year Founded
1973
Employees
3
Office Locations
1 office
Total Accounts
1012

About the firm

Benin Management Corporation (BMC) is an investment advisory firm registered with the Securities and Exchange Commission and in business since 1973. BMC is a fiduciary with the client's best interests as its primary guide, and has been investing funds for clients for over forty years. BMC is a New York State Corporation located in Connecticut.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net Worth

Areas of expertise

Investment AdvisoryPortfolio ManagementBondsStocksCovered CallsOptionsEtfsFiduciaryCorporate AccountsPersonal AccountsTrust Accounts+1 more

Services

BMC manages corporate, personal, trust, and retirement accounts using bonds, stocks, covered calls, options, and ETFs in customized portfolios. The firm secures limited power of attorney from clients to make transactions, and clients receive trade confirmations, monthly brokerage statements, and a semi-annual BMC statement. Accounts are monitored and periodic client discussions allow for reassessment of investment objectives.

Who they serve

Individual families, as well as holders of corporate accounts, personal accounts, trust accounts, and retirement accounts.

Client segmentClientsAssets managed
Individuals (Non-HNW)176$52M
High Net Worth Individuals180$405M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

0 total clients reported on Form ADV.

Leadership

Peter Michael Benin
PRESIDENT AND CHIEF EXECUTIVE OFFICER
Christopher Alan Benin
CHIEF INVESTMENT OFFICER
Karen Sutton Benin
CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 states
HQ

Advisors at this firm

2 advisors in the directory

Regulatory & compliance

CRD number
#110988
SEC Number
801-9326
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee / Other
Asset tierAnnual rate
First $2,000,0001.00%
Above $2,000,0000.50%

Data as of January 19, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BENIN MANAGEMENT CORP has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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