BENJAMIN SECURITIES, INC.
SEC RegisteredHarnessing Disruption, Delivering Results.
About the firm
Benjamin Securities is a wealth management and investment banking firm owned and operated by military veterans with decades of institutional experience. The firm is comprised of registered investment advisors and securities brokers, and has remained independent of any large bank or institution.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Wealth management, investment banking, capital markets strategy, portfolio design for individuals, and advisory services for issuers navigating listing, uplifting, dual and cross-border exchange listing processes.
Who they serve
Individual investors and corporate issuers, including domestic and international private and public companies.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 63 | $21M |
| High Net Worth Individuals | 5 | $13M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
Data as of September 29, 2025 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BENJAMIN SECURITIES, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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