BENTOAK CAPITAL
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About the firm
BentOak Capital is a financial advisory firm with deep expertise in retirement planning, investment management, estate planning, and tax planning. The firm combines the resources of an institutional powerhouse with the individualized attention of a small firm, serving clients with over $1 billion in assets under advisement and a 98%+ client retention rate.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning, investment management, retirement planning, estate planning, tax planning, philanthropic strategies, and business exit and succession planning.
Who they serve
Corporate leader retirees (C-Suite, Directors, Managers, and Senior Level Professionals), visionary entrepreneurs and founders, high net worth families and trusts, and multigenerational farm and ranch families.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 488 | $164M |
| High Net Worth Individuals | 286 | $544M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 2 | $6.5M |
| State/Municipal Entities | 4 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
29 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
19 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| SWM II / Fee-Based Annuities: Less than $500,000 | 1.35% |
| SWM II / Fee-Based Annuities: $500,001 - $1,000,000 | 1.25% |
| SWM II / Fee-Based Annuities: $1,000,001 - $2,000,000 | 1.15% |
| SWM II / Fee-Based Annuities: $2,000,001 - $3,000,000 | 1.00% |
| SWM II / Fee-Based Annuities: $3,000,001 - $5,000,000 | 0.85% |
| SWM II / Fee-Based Annuities: $5,000,001 - $7,000,000 | 0.75% |
| GWP: All Amounts | 0.85% |
| MAS: Greater than $100,000 | 2.00% |
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BENTOAK CAPITAL has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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